0001072613-01-500967.txt : 20011018
0001072613-01-500967.hdr.sgml : 20011018
ACCESSION NUMBER: 0001072613-01-500967
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011010
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
CENTRAL INDEX KEY: 0001034546
STANDARD INDUSTRIAL CLASSIFICATION: []
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 10 EAST CHEAP
CITY: LONDON
STATE: X0
ZIP: 00000
BUSINESS PHONE: 4417171107
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: BRAZIL FUND INC
CENTRAL INDEX KEY: 0000820028
STANDARD INDUSTRIAL CLASSIFICATION: []
IRS NUMBER: 046576929
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-39510
FILM NUMBER: 1755621
BUSINESS ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 1-800-349-4281
MAIL ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
SC 13G
1
form13g3_10851.txt
BRAZIL FUND, INC. - SCHEDULE 13G
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Brazil Fund, Inc.
-----------------
(Name of Issuer)
Common Stock
------------
(Title of Class of Securities)
105759104
---------
(CUSIP Number)
Check the following box if a fee is being paid with this statement / /. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
SEC 1745 (10-88)
================================================================================
SCHEDULE 13G
CUSIP NO. 105759104
--------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
CITY OF LONDON INVESTMENT MANAGEMENT COMPANY LIMITED, a company
incorporated under the laws of England & Wales
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / /.
(b) / /.
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
GREAT BRITAIN
--------------------------------------------------------------------------------
5. SOLE VOTING POWER
263,400
NUMBER OF
----------- -------------------------------
SHARES 6. SHARED VOTING POWER
BENEFICIALLY 0
OWNED BY
----------- -------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 263,400
PERSON
----------- -------------------------------
WITH 8. SHARED DISPOSITIVE POWER
0
------------------------------------ ----------- -------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
263,400
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / /.
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
1.60%
--------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IA
--------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
STATEMENT ON SCHEDULE 13G
Item 1(a). Name of Issuer:
---------------
Brazil Fund, Inc.
Item 1(b). Address of Issuer's Principal Executive Offices:
------------------------------------------------
Scudder, Stevens & Clark, Inc.,
345 Park Avenue,
New York, NY 10154
Item 2(a). Names of Person Filing:
-----------------------
City of London Investment Management Company Limited
Item 2(b). Address of Principal Business Office or, if none, Residence:
-----------------------------------------------------------
10 Eastcheap
London EC3M ILX
England
Item 2(c). Citizenship:
------------
Great Britain
Item 2(d). Title of Class of Securities:
-----------------------------
Common Stock
Item 2(e). CUSIP Number:
-------------
105759104
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b),
-------------------------------------------------------------------
check whether the person filing is a:
-------------------------------------
(a) / / Broker or Dealer registered under Section 15 of the Act
(b) / / Bank as defined in section 3(a)(6) of the Act
(c) / / Insurance Company as defined in section 3(a)(19) of the Act
(d) / / Investment Company registered under section 8 of the
Investment Company Act
(e) /x/ Investment Advisor registered under section 203 of the
Investment Advisers Act
(f) / / Employee Benefit Plan, Pension Fund which is subject to the
provisions of the Employee Retirement Income Security Act of
1974 or Endowment Fund; see Section 240.13d-1(b)(ii)(F)
(Note: See Item 7)
(g) / / Parent Holding Company, in accordance with Section
240.13d-1(b)(ii)(G). (Note: See Item 7)
(h) / / Group, in accordance with Sec. 240.13d-1(b)(ii)(H).
Item 4. Ownership:
----------
(a) Amount Beneficially Owned: 263,400 as of 30 September, 2001
--------
(b) Percent of Class: 1.60%
-----
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 263,400
-------
(ii) shared power to vote or to direct the vote: 0
-------
(iii) sole power to dispose or to direct the
disposition of: 263,400
-------
(iv) shared power to dispose or to direct the
disposition of: 0
-------
Item 5. Ownership of Five Percent or Less of a Class:
---------------------------------------------
Yes
Item 6. Ownership of More than Five Percent on Behalf of Another Person:
----------------------------------------------------------------
Not Applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired
------------------------------------------------------------------
the Security Being Reported on By the Parent Holding Company:
-------------------------------------------------------------
Not Applicable
Item 8. Identification and Classification of Members of the Group:
----------------------------------------------------------
Not Applicable
Item 9. Notice of Dissolution of Group:
-------------------------------
Not Applicable
Item 10. Certification:
--------------
By signing below, I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired in the
ordinary course of business and were not acquired for the purpose of
and do not have the effect of changing or influencing the control of
the issuer of such securities and were not acquired in connection
with or as a participant in any transaction having such purposes or
effect.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Dated: 10th October, 2001
/s/ PR O'Sullivan
------------------------------------
Name: PR O'Sullivan
Title: Director